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Burford Capital Alleges of Potential Market Manipulation

Published 08/12/2019, 03:58 PM
Updated 08/12/2019, 06:50 PM
© Reuters.  Burford Capital Alleges of Potential Market Manipulation

(Bloomberg) -- Burford Capital Ltd., the latest target of short seller Muddy Waters, said it found evidence of illegal market manipulation after a preliminary analysis of trading that led to last week’s record stock slump.

A forensic examination of detailed data by Burford and its expert, Professor Joshua Mitts of Columbia University, “discloses trading activity consistent with material illegal activity,” the litigation-finance firm said in a statement Monday. The company said it has made regulatory authorities and criminal prosecutors aware of its findings and is considering its own options.

Burford’s traumatic week began when the stock sank 19% on Tuesday, the same day that Muddy Waters tweeted it would release a report the following day on a company it didn’t name. The shares then plunged 46% on Wednesday after Muddy Waters, the research firm founded by Carson Block, published a 25-page report saying that Burford overstated the returns it earns on its investments and has questionable financial reporting and governance.

In its statement, Burford said that in the hours after Muddy Waters’ initial tweet, almost 90 million pounds ($109 million) of sell orders in its shares were placed and canceled without being filled, for a stock whose average daily volume is less than a fifth of that amount. It also released a detailed breakdown of trading activity showing that only a small proportion of sell orders that were created were actually executed, with most being canceled.

“It strains credulity to believe that a decline on the order of hundreds of millions of pounds in market capitalization was driven solely by actual trading amounting to a few hundred thousand pounds absent market manipulation,” Burford said in its statement.

Falling Value

Burford’s market value has fallen to less than 1.8 billion pounds from more than 3 billion pounds only a week ago.

A spokesman for the U.K. Financial Conduct Authority said the regulator “is aware of these matters” and has been undertaking “wide-ranging enquiries,” which will continue.

Burford shares fell 7.2% at 8:40 a.m. in London, after initially extending their rally to a third straight session. The stock rose 41% in the two days after the company rebutted Muddy Waters’s report and executives purchased shares. Chief Investment Officer Jonathan Molot bought an additional 339,963 shares on Friday, taking his stake to 4.23%, according to a separate statement Monday.

Muddy Waters isn’t the only short seller to scrutinize Burford. Gotham City Research LLC, which shorted the stock last year but doesn’t currently have a short position, said on Sunday that the company isn’t being financed appropriately because of the risks associated with litigation assets. In response, Burford said it has a conservative asset-liability profile, with average concluded investment duration of less than two years and average debt maturity of almost six years, at a weighted average interest rate of 5.8%.

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