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Goldman Sachs issues new Series Y Preferred Stock

Published 09/27/2024, 04:52 AM
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Goldman Sachs Group Inc. (NYSE:GS) has announced material modifications to the rights of its security holders and amendments to its articles of incorporation, according to a recent SEC Form 8-K filing. On Monday, the company filed a Certificate of Designations with the Delaware Secretary of State, which details the terms of its newly established 6.125% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series Y, with a liquidation preference of $25,000 per share.

The introduction of the Series Y Preferred Stock brings with it certain restrictions on Goldman Sachs' ability to declare or pay dividends on, or purchase, redeem, or otherwise acquire, shares of its common stock. These restrictions will come into effect if the company fails to pay dividends on the Series Y Preferred Stock. The specifics of these conditions are outlined in the filed Certificate of Designations, now incorporated by reference into the SEC filing.

The filing also includes exhibits related to the offering, issuance, and sale of depositary shares representing interests in the Series Y Preferred Stock under the company's Registration Statement on Form S-3. These documents comprise the form of certificate representing the Series Y Preferred Stock and the legal opinion of Sullivan & Cromwell LLP relating to the depositary shares.

The SEC filing, dated Thursday, September 26, 2024, serves as an official document that provides shareholders and potential investors with the necessary information regarding the new preferred stock and its implications on existing securities. The filing underlines the legal and administrative steps taken by Goldman Sachs to establish the Series Y Preferred Stock and the associated rights and limitations for the company and its investors.


InvestingPro Insights


Goldman Sachs Group Inc. (NYSE:GS) remains a major player in the capital markets industry, and its recent modifications to security holder rights underscore its active capital management strategy. In light of these developments, InvestingPro data indicates that Goldman Sachs has a market capitalization of $165.51 billion with a P/E ratio that stands at 15.82. This valuation comes as the company shows a robust revenue growth of 11.74% over the last twelve months as of Q1 2023. Furthermore, the company boasts a high gross profit margin of 83.64%, reflecting its operational efficiency.

From an investor's perspective, two InvestingPro Tips stand out: Goldman Sachs has raised its dividend for 12 consecutive years and has maintained dividend payments for 26 consecutive years, signaling a strong commitment to shareholder returns. Additionally, the firm's management has been aggressively buying back shares, which could indicate confidence in the company's value and future prospects. For those seeking deeper insights, there are over ten additional InvestingPro Tips available at https://www.investing.com/pro/GS, offering a comprehensive look at the company's financial health and investment potential.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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