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Nuwellis secures Nasdaq listing extension with conditions

Published 08/08/2024, 11:08 PM
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MINNEAPOLIS - Medical technology firm Nuwellis, Inc. (NASDAQ: NUWE) has been granted a conditional extension to maintain its listing on the Nasdaq Stock Market, following a hearing with The Nasdaq Hearings Panel on July 23, 2024. The Minneapolis-based company specializes in treating fluid overload in patients through its Aquadex SmartFlow® system.

The Panel's decision, contingent upon several criteria, requires Nuwellis to file a Form 10-Q for the quarter ending September 30, 2024, by November 19, 2024. This filing must detail transactions the company has undertaken to comply with Nasdaq's minimum stockholder Equity Rule and demonstrate its ability to maintain long-term compliance.

Additionally, Nuwellis must provide income projections for the following 12 months, including all underlying assumptions, and show adherence to the minimum Bid Price Rule by the same November date.

The Panel stipulates that Nuwellis must promptly notify them of any significant events during this exception period that may influence the company's ability to meet Nasdaq requirements. The right to reassess the terms of the exception is reserved by the Panel, should any circumstances arise that question the advisability or warrant of the company's continued listing on the Exchange.

This news comes as part of the company's ongoing efforts to align with market regulations and to ensure the availability of its medical technologies to healthcare providers and patients. The information reported here is based on a press release statement from Nuwellis, Inc.

In other recent news, Nuwellis, Inc. announced a new financing round that includes the sale of common stock and warrants to institutional investors, expecting to generate approximately $2 million in gross proceeds. This transaction involves the sale of 469,340 shares for $4.24 each, along with warrants to purchase an additional 938,680 shares at $3.99 per share. Roth Capital Partners is serving as the exclusive placement agent for the offering.

In addition to this, Nuwellis has secured a significant agreement with a leading U.S. integrated delivery network, allowing for the expansion of its Aquadex therapy across the network's 50-hospital system. This development aims to enhance patient care for those suffering from conditions like heart failure and fluid overload.

On the financial front, Nuwellis reported a modest increase in revenue for the first quarter of 2024, with a 2% year-over-year growth totaling $1.9 million. This growth was primarily driven by an 11% rise in consumable utilization, particularly in the pediatric sector, which saw a substantial 40% increase in revenue.

However, the company did experience a 38% decline in heart failure revenue due to reduced utilization and consult sales. Despite this, analysts are closely monitoring these developments and some are expecting an increase in capital sales in the coming year due to a strong pipeline of new accounts.

These recent developments underscore Nuwellis' ongoing efforts to expand its reach and improve patient outcomes.

InvestingPro Insights

In the wake of Nuwellis, Inc.'s efforts to maintain its Nasdaq listing, relevant financial metrics and InvestingPro Tips provide a broader context for investors considering the company's stock. Nuwellis, with a market capitalization of just $3.05 million, is trading at a low revenue valuation multiple, which suggests that the market is valuing the company's sales relatively cheaply. This could be an indicator of the market's perception of the company's growth prospects or profitability challenges.

InvestingPro Tips highlight that Nuwellis is trading with high price volatility, which may be of interest to investors looking for short-term trading opportunities or those with a higher risk tolerance. Additionally, the company holds more cash than debt on its balance sheet, which can be a reassuring sign of financial stability, particularly for a company navigating the strict requirements of a stock exchange. It should be noted, however, that analysts do not anticipate the company will be profitable this year, and Nuwellis has been quickly burning through cash.

From a performance perspective, the company's stock has fared poorly over the last month, with a price total return of -31.66%. This trend is consistent over the past three months and six months, with returns of -70.11% and -82.99%, respectively, which may raise concerns about the company's near-term financial health and market sentiment.

For investors seeking a more in-depth analysis, there are additional InvestingPro Tips available on https://www.investing.com/pro/NUWE, which can provide further guidance on the company's financial outlook and stock performance.

This article was generated with the support of AI and reviewed by an editor. For more information see our T&C.

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